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Options, Futures, and Other Derivatives

John C. Hull

Chapter 27

Moreon models and numerical procedures - all with Video Answers

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Chapter Questions

Problem 1

Confirm that the CEV model formulas satisfy put-call parity.

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Problem 2

What is Merton's mixed jump-diffusion model price for a European call option when $r=5 \%, q=0, \lambda=0.3, k=50 \%, \sigma=25 \%, S_0=30, K=30, s=50 \%$, and $T=1$. Use DerivaGem to check your price.

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Problem 3

Confirm that Merton's jump-diffusion model satisfies put-call parity when the jump size is lognormal.

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Problem 4

Suppose that the volatility of an asset will be $20 \%$ from month 0 to month $6,22 \%$ from month 6 to month 12 , and $24 \%$ from month 12 to month 24 . What volatility should be used in Black-Scholes-Merton to value a 2-year option?

James Kiss
James Kiss
Numerade Educator

Problem 5

Consider the case of Merton's jump-diffusion model where jumps always reduce the asset price to zero. Assume that the average number of jumps per year is $\lambda$. Show that the price of a European call option is the same as in a world with no jumps except that the risk-free rate is $r+\lambda$ rather than $r$. Does the possibility of jumps increase or reduce the value of the call option in this case? (Hint: Value the option assuming no jumps and assuming one or more jumps. The probability of no jumps in time $T$ is $e^{-\lambda T}$ ).

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Problem 6

At time 0 the price of a non-dividend-paying stock is $S_0$. Suppose that the time interval between 0 and $T$ is divided into two subintervals of length $t_1$ and $t_2$. During the first subinterval, the risk-free interest rate and volatility are $r_1$ and $\sigma_1$, respectively. During the second subinterval, they are $r_2$ and $\sigma_2$, respectively. Assume that the world is risk neutral.
(a) Use the results in Chapter 15 to determine the stock price distribution at time $T$ in terms of $r_1, r_2, \sigma_1, \sigma_2, t_1, t_2$, and $S_0$.
(b) Suppose that $\bar{r}$ is the average interest rate between time zero and $T$ and that $\bar{V}$ is the average variance rate between times zero and $T$. What is the stock price distribution as a function of $T$ in terms of $\bar{r}, \bar{V}, T$, and $S_0$ ?
(c) What are the results corresponding to (a) and (b) when there are three subintervals with different interest rates and volatilities?
(d) Show that if the risk-free rate, $r$, and the volatility, $\sigma$, are known functions of time, the stock price distribution at time $T$ in a risk-neutral world is
$$
\ln S_T \sim \phi\left[\ln S_0+\left(\bar{r}-\frac{1}{2} \bar{V}\right) T, V T\right]
$$
where $\bar{r}$ is the average value of $r, \bar{V}$ is equal to the average value of $\sigma^2$, and $S_0$ is the stock price today and $\phi(m, v)$ is a normal distribution with mean $m$ and variance $v$.

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Problem 7

Write down the equations for simulating the path followed by the asset price in the stochastic volatility model in equations (27.2) and (27.3).

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Problem 8

"The IVF model does not necessarily get the evolution of the volatility surface correct." Explain this statement.

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02:12

Problem 9

"The IVF model correctly values any derivative whose payoff depends on the value of the underlying asset at only one time." Explain why.

Carly Stoner
Carly Stoner
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Problem 10

Use a three-time-step tree to value an American floating lookback call option on a currency when the initial exchange rate is 1.6 , the domestic risk-free rate is $5 \%$ per annum, the foreign risk-free interest rate is $8 \%$ per annum, the exchange rate volatility is $15 \%$, and the time to maturity is 18 months. Use the approach in Section 27.5.

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Problem 11

What happens to the variance-gamma model as the parameter $v$ tends to zero?

Rashmi Sinha
Rashmi Sinha
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Problem 12

Use a three-time-step tree to value an American put option on the geometric average of the price of a non-dividend-paying stock when the stock price is $$\$ 40$$, the strike price is $$\$ 40$$, the risk-free interest rate is $10 \%$ per annum, the volatility is $35 \%$ per annum, and the time to maturity is three months. The geometric average is measured from today until the option matures.

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Problem 13

Can the approach for valuing path-dependent options in Section 27.5 be used for a 2-year American-style option that provides a payoff equal to $\max \left(S_{\text {ave }}-K, 0\right)$, where $S_{\text {ave }}$ is the average asset price over the three months preceding exercise? Explain your answer.

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01:33

Problem 14

Verify that the 6.492 number in Figure 27.3 is correct.

Sohini Lahiri
Sohini Lahiri
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Problem 15

Examine the early exercise policy for the eight paths considered in the example in Section 27.8. What is the difference between the early exercise policy given by the least squares approach and the exercise boundary parameterization approach? Which gives a higher option price for the paths sampled?

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02:01

Problem 16

Consider a European put option on a non-dividend paying stock when the stock price is $$\$ 100$$, the strike price is $$\$ 110$$, the risk-free rate is $5 \%$ per annum, and the time to maturity is one year. Suppose that the average variance rate during the life of an option has a 0.20 probability of being 0.06 , a 0.5 probability of being 0.09 , and a 0.3 probability of being 0.12 . The volatility is uncorrelated with the stock price. Estimate the value of the option. Use DerivaGem.

James Kiss
James Kiss
Numerade Educator

Problem 17

When there are two barriers how can a tree be designed so that nodes lie on both barriers?

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Problem 18

Consider an 18-month zero-coupon bond with a face value of $$\$ 100$$ that can be converted into five shares of the company's stock at any time during its life. Suppose that the current share price is $$\$ 20$$, no dividends are paid on the stock, the risk-free rate for all maturities is $6 \%$ per annum with continuous compounding, and the share price volatility conditional on no default is $25 \%$ per annum. Assume that the hazard rate is $3 \%$ per year and the recovery rate is $35 \%$. The bond is callable at $$\$ 110$$. Use a three-time-step tree to calculate the value of the bond. What is the value of the conversion option (net of the issuer's call option)?

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Problem 19

A new European-style floating lookback call option on a stock index has a maturity of 9 months. The current level of the index is 400 , the risk-free rate is $6 \%$ per annum, the dividend yield on the index is $4 \%$ per annum, and the volatility of the index is $20 \%$. Use the approach in Section 27.5 to value the option and compare your answer to the result given by DerivaGem using the analytic valuation formula.

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Problem 20

Technical Note 13 at www-2.rotman.utoronto.ca/ hull/TechnicalNotes provides a different approach to valuing lookbacks. Value the lookback in Problem 27.19 using this approach. Show that it gives the same answer as the approach in Section 27.5.

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Problem 21

Suppose that the volatilities used to price a 6-month currency option are as in Table 20.2. Assume that the domestic and foreign risk-free rates are $5 \%$ per annum and the current exchange rate is 1.00 . Consider a bull spread that consists of a long position in a 6-month call option with strike price 1.05 and a short position in a 6-month call option with a strike price 1.10 .
(a) What is the value of the spread?
(b) What single volatility if used for both options gives the correct value of the bull spread? (Use the DerivaGem Application Builder in conjunction with Goal Seek or Solver.)
(c) Does your answer support the assertion at the beginning of the chapter that the correct volatility to use when pricing exotic options can be counterintuitive?
(d) Does the IVF model give the correct price for the bull spread?

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Problem 22

Repeat the analysis in Section 27.8 for the put option example on the assumption that the strike price is 1.13 . Use both the least squares approach and the exercise boundary parameterization approach.

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Problem 23

In the SABR model, suppose that $F_0=5, \beta=0.5, \sigma_0=0.447$ (equivalent to a lognormal volatility of $20 \%$ ), and $T=1$. Show how the volatility smile varies with $\rho$ for (a) $v=0.6$ and (b) $v=1.2$. Consider value of $\rho$ equal to $0.4,0.2,0,-0.2,-0.4$ and values of the strike price equal to $4.0,4.5,5.0,5.5,6.0$.

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Problem 24

A European call option on a non-dividend-paying stock has a time to maturity of 6 months and a strike price of $$\$ 100$$. The stock price is $$\$ 100$$ and the risk-free rate is $5 \%$. Use DerivaGem to answer the following questions:
(a) What is the Black-Scholes-Merton price of the option if the volatility is $30 \%$ ?
(b) What is the CEV volatility parameter that gives the same price for the option as you calculated in (a) when $\alpha=0.5$ ?
(c) In Merton's mixed jump-diffusion model, the average frequency of jumps is 1 per year, the average percentage jump size is $2 \%$, and the standard deviation of the logarithm of 1 plus the percentage jump size is $20 \%$. What is the volatility of the diffusion part of the process that gives the same price for the option as you calculated in (a)?
(d) In the variance-gamma model, $\theta=0$ and $v=40 \%$. What value of the volatility gives the same price for the option as you calculated in (a)?
(e) For the models you have developed in (b), (c), and (d), calculate the volatility smile by considering European call options with strike prices between 80 and 120 . Describe the nature of the probability distributions implied by the smiles.

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Problem 25

A 3-year convertible bond with a face value of $$\$ 100$$ has been issued by company ABC. It pays a coupon of $$\$ 5$$ at the end of each year. It can be converted into $A B C$ 's equity at the end of the first year or at the end of the second year. At the end of the first year, it can be exchanged for 3.6 shares immediately after the coupon date. At the end of the second year, it can be exchanged for 3.5 shares immediately after the coupon date. The current stock price is $$\$ 25$$ and the stock price volatility conditional on no default is $25 \%$. No dividends are paid on the stock. The risk-free interest rate is $5 \%$ with continuous compounding. The yield on bonds issued by $\mathrm{ABC}$ is $7 \%$ with continuous compounding and the recovery rate is $30 \%$.
(a) Use a three-step tree to calculate the value of the bond.
(b) How much is the conversion option worth?
(c) What difference does it make to the value of the bond if the bond is callable for $$\$ 115$$ immediately before the coupon payment at the end of years 1 and 2 ?
(d) Explain how your analysis would change if there were a dividend payment of $$\$ 1$$ on the equity at the 6-month, 18 -month, and 30 -month points. Detailed calculations are not required.

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02:16

Problem 26

Show that, if there is no recovery from the bond in the event of default, a convertible bond can be valued by assuming that (a) both the expected return and discount rate are $r+\lambda$ and (b) there is no chance of default.

Anand Jangid
Anand Jangid
Numerade Educator